Filed: July 22, 1999
OREGON NEWSPAPER PUBLISHERS
ASSOCIATION, a not for profit
association, J. LEROY YORGASON,
its President; WILLAMETTE VALLEY
CHAPTER OF SOCIETY OF PROFESSIONAL
JOURNALISTS, a not for profit society
of journalists, ROB PRIEWE, chapter
President; THE ASSOCIATED PRESS, a
not for profit news cooperative,
ELAINE NORTON HOOKER, its Chief of
Bureau for Portland, Oregon; THE
OREGONIAN PUBLISHING COMPANY, an
Oregon Corporation; THE OREGON
ASSOCIATION OF BROADCASTERS, a
non-profit association, BILL
JOHNSTONE, its executive director;
THE STATESMAN JOURNAL, a daily
newspaper published in Salem, Oregon,
and JULIA WALLACE, its Executive Editor,
Petitioners on Review,
v.
OREGON DEPARTMENT OF CORRECTIONS and
STATE OF OREGON,
Respondents on Review.
On review from the Court of Appeals.*
Argued and submitted February 25, 1999.
Les Swanson, Jr., Portland, argued the cause and filed the briefs for petitioners on review.
Robert M. Atkinson, Assistant Attorney General, Salem, argued the cause and filed the briefs for respondents on review. With him on the briefs were Hardy Myers, Attorney General, and Michael D. Reynolds, Solicitor General.
Before Carson, Chief Justice, and Gillette, Van Hoomissen, Durham, Leeson, and Riggs, Justices.**
GILLETTE, J.
The decision of the Court of Appeals is reversed. Oregon Administrative Rules 291-024-0017, 291-024-0020, 291-024-0065, 291-024-0070, and 291-024-0080, are declared invalid to the extent stated in this opinion.
*Judicial Review of Department of Corrections
Administrative Rules.
156 Or App 30, 966 P2d 819 (1998).
**Kulongoski, J., did not participate in the consideration or decision of this case.
DESIGNATION OF PREVAILING PARTY AND AWARD OF COSTS
Prevailing party: Petitioners on Review
[ ] No costs allowed.
[X] Costs allowed, payable by: Respondents on Review
[ ] Costs allowed, to abide the outcome on remand.
GILLETTE, J.
This is a proceeding under ORS 183.400(1)
for judicial
determination of the validity of a series of rules promulgated by
the respondent Oregon Department of Corrections (DOC).(2) The
rules impose various conditions and restrictions on persons who
witness executions of sentences of death that DOC carries out.
Petitioners assert that the rules are invalid on various
statutory and constitutional grounds. The Court of Appeals
upheld the rules. Oregon Newspaper Publishers v. Dept. of
Corrections, 156 Or App 30, 966 P2d 819 (1998). We allowed
review and now reverse the decision of the Court of Appeals.
We note at the outset the particular nature of the
judicial review that we are conducting. Except for procedural
issues not involved in the present case, the scope of judicial
review under ORS 183.400 is limited. The reviewing court
examines the challenged rules only to determine whether those
rules on their face comply with applicable constitutional and
statutory requirements. If the rules comply, any further
challenge to them must be made on an "as applied" basis. See
AFSCME Local 2623 v. Dept. of Corrections, 315 Or 74, 79, 843 P2d
409 (1992) (so explaining in connection with judicial review
under ORS 183.400 of another rule promulgated by DOC).
The rules in question are OAR 291-024-0017(2)(b), (c),
and (e) (dealing with restrictions on and conditions with respect
to access by witnesses invited to view executions); OAR 291-024-0020(3)(d)(D)
(requiring witnesses to executions to sign and
abide by agreement setting out restrictions and conditions in OAR
291-024-0017); OAR 291-024-0065 (providing for preparation of
prisoner for execution and indicating that confidentiality of
identity of persons participating in process will not be
compromised); OAR 291-024-0070 (providing for escorting of
witnesses to assigned area that apparently is screened from area
in which prisoner is being prepared for execution); and OAR 291-024-0080
(providing that, at appointed time and after prisoner
has been prepared, curtains shall be parted to permit witnesses
to view only actual administration of lethal injection).(3) For
purposes of analysis, the rules may be divided into two parts --
those that deal with conditions of nondisclosure that are placed
on witnesses to an execution (OAR 291-024-0020 and 291-024-0017)
(the nondisclosure rules) and those that deal with the limited
access that witnesses have to viewing the actual procedures by
which the execution is carried out (OAR 291-024-0065, 291-024-0070,
and 291-024-0080) (the access rules).
Petitioners present five legal challenges to some or
all of the rules in question. One challenge is statutory; the
balance are constitutional. In accordance with our preferred
practice for dealing with legal challenges, we address the
statutory issue first. See, e.g., Leo v. Keisling, 327 Or 556,
560, 964 P2d 1023 (1998) (so holding in invalidating an
administrative rule).
Petitioners' statutory challenge arises under ORS
137.473. That statute provides, in part:
"(1) The punishment of death shall be inflicted by
the intravenous administration of a lethal quantity of
an ultra-short-acting barbiturate in combination with a
chemical paralytic agent and potassium chloride or
other equally effective substances sufficient to cause
death. The judgment shall be executed by the
superintendent of the Department of Corrections
institution in which the execution takes place, or by
the designee of that superintendent. All executions
shall take place within the enclosure of a Department
of Corrections institution designated by the Director
of the Department of Corrections. The superintendent
of the institution shall be present at the execution
and shall invite the presence of one or more
physicians, the Attorney General and the sheriff of the
county in which the judgment was rendered. At the
request of the [prisoner], the superintendent shall
allow no more than two clergymen designated by the
[prisoner] to be present at the execution. At the
discretion of the superintendent, no more than five
friends and relatives designated by the [prisoner] may
be present at the execution. The superintendent shall
allow the presence of any peace officers as the
superintendent thinks expedient."
In addition to the superintendent (who must be
present), the statute creates two classes of witnesses to an
execution: (1) those who must be invited and who, therefore, are
entitled to be present if they wish to be and (2) those who, at
the discretion of the superintendent, may be present. The former
class includes at least one physician, "no more than" two
clergymen (if the prisoner asks for them), the Attorney General,
and the sheriff of the county where the sentence of death was
imposed. All those individuals must be invited by the
superintendent, but their attendance is at their own discretion.
The latter class consists of up to five friends and relatives of
the prisoner and such peace officers "as the superintendent
thinks expedient."
The nondisclosure rules do not distinguish between the
foregoing classes of witnesses. OAR 291-024-0020(3)(d) provides,
in part:
"(3) Invitation to Witness the Execution:
"* * * * *
"(d) In order to enter the secure perimeter of the
Penitentiary, all persons and [sic] witnessing the
execution shall:
"* * * * *
"(D) Sign and agree to abide by the terms of the
witness access agreement, as provided in OAR 291-024-0017."
The cross-referenced rule, OAR 291-024-0017, provides, in part:
"(1) Persons invited by the Superintendent of the
Oregon State Penitentiary ("Penitentiary") who wish to
attend and witness the execution of a Department inmate
shall sign and strictly observe an access agreement
drawn by the department that establishes the terms and
conditions of access to the Penitentiary for the
purpose of attending and witnessing the execution.
* * *
"(2) Terms and Conditions of Access: The witness
access agreement shall specify, at a minimum, the
following terms and conditions of access to the
Penitentiary:
"* * * * *
"(b) Covenant of Nondisclosure. In order to
protect the safety and security of Department staff and
other persons involved in the conduct of the execution
and the supervision of the condemned inmate, and the
safety and security of their families, and to protect
the personal privacy interests of such persons and
insure their anonymity, witnesses shall not disclose
either directly or indirectly in any manner whatsoever
the physical appearance, attributes, characteristics or
any other fact that would have a tendency to reveal the
identity of any person, excluding only the
Superintendent, that is directly involved in the
conduct of the execution or supervision of the
condemned inmate, specifically including: (1) the
executioner(s); (2) medical professionals and medically
trained persons; and (3) Department security staff and
supervisors, including special security team members,
and correctional officers supervising the condemned
inmate in the execution room cell (M1). The covenant
of nondisclosure will not apply to any information now
or hereafter voluntarily disseminated by the
Superintendent or Department to the public, or which
otherwise becomes part of the public domain through
lawful means.
"(c) Remedies. Witnesses shall agree that in the
event that they disclose information in violation of
the access agreement, the Department is entitled to
specific performance, including immediate issuance of a
temporary restraining order or preliminary injunction
enforcing the access agreement, and to judgment for
damages caused by the witness' breach, and to any other
remedies provided by law.
"(d) Special Terms and Conditions of Access
Applicable to Media Witnesses. Media witnesses, in
addition to observing the general terms and conditions
of access and covenant of nondisclosure applicable to
all witnesses, shall return to the [DOC] Media Center
* * * at the Penitentiary immediately following the
execution to brief those media representatives
assembled regarding their observations of the execution
and to answer the media representatives' questions.
Media witnesses shall not file their own reports until
after they have completed their responsibilities as
pool reporters. Any media witness who fails to adhere
to the terms and conditions of the access agreement may
be barred from further access to the Penitentiary for
purposes of attending, witnessing and reporting on
executions. The Department may, in its discretion,
also bar all other representatives of the media
organization represented by the media witness."
The collective effect of the rules is to require all
witnesses to agree, as a condition of attending the execution,
that they will waive their rights to free expression respecting
certain things that they might see and that they will be subject
to injunction and may be required to respond in damages if they
violate that agreement.
Petitioners argue that the nondisclosure rules exceed
the statutory authority of DOC, because they place limits that
the voters(4) did not authorize on the witnesses. They further
argue that, by limiting what the witnesses see to those moments
when the lethal injection actually is administered and performs
its function, DOC is not permitting the witnesses to witness the
entire execution: "[T]he statute requires that the execution, not
just the dying, be observed by the witnesses." We deal with each
of those arguments in turn.
As noted, ORS 137.473 establishes two classes of
witnesses to an execution, one of which is made up of persons who
are entitled to be present if they wish to be. Petitioners argue
that limiting the right of those persons who statutorily are
entitled to be present by requiring them to sign the DOC
nondisclosure agreement exceeds DOC's authority. DOC responds
that the rules themselves establish that DOC has legitimate
concerns for the privacy and safety of those involved in the
execution process, so that its restrictions on all those who
witness executions are proper.
The parties' disagreement, although fundamental, is
narrow. Petitioners do not deny that DOC has the right to assure
the security of the institution. For example, petitioners do not
question the right of DOC to assure that all visitors --
including those invited to witness an execution -- do not bring
contraband, weapons, or explosives into the institution. See
AFSCME, 315 Or at 80-82 (recognizing DOC's authority in that
respect). But petitioners do assert, inter alia, that the
statute from which DOC derives its power to ensure security
cannot be read so broadly as to grant DOC the right to interfere
with the free expression rights of persons whom the voters have
declared to be entitled to be present to witness an execution.
Petitioners' point is well taken. We recognize, as we
did in AFSCME, that DOC is charged with duties involving the
security and safety of its institutions and that those duties may
permit it to limit the activities of persons on its premises in
ways that the government generally could not limit activities
outside a prison setting. But we find nothing in ORS 137.473 or
in any of the other statutes from which DOC's authority arises
that can be read so broadly as to permit DOC to condition a right
to be present on a witness' willingness to waive that witness'
free expression rights -- not only while still inside the
institution, but afterward. Such an authority is not stated and,
given the nature of petitioners' free expression interests, we
will not infer it. It follows that, to the extent that OAR
291-024-0020 and 291-024-0017 purport to place nondisclosure
requirements on members of the class of witnesses who may, at
their own discretion, be present at the execution, those rules
exceed the rulemaking authority granted to DOC by the legislature
and, therefore, are invalid. ORS 183.400(4)(b).
This leaves the question whether the rules may be
enforced against the class of witnesses that may be present only
with the permission of the superintendent. We decline to answer
that question in this case, because our holding already requires
DOC to reconsider -- and, possibly, abandon -- the rules. If DOC
cannot limit all witnesses in the way that it wishes to do, it is
not clear that it will attempt to limit only some of those
witnesses in that way. Thus, a ruling by this court concerning
the position of the remaining witnesses may be academic and can
await a revision of the rules.
We turn to petitioners' second argument, viz., that
restricting what the witnesses see to the moments during which
the lethal injection is administered and causes death does not
permit them to witness the entire execution. The statute
authorizes certain witnesses to be present at "the execution."
(Emphasis added.) An "execution" is "a putting to death as a
legal penalty: CAPITAL PUNISHMENT." Webster's Third New Int'l
Dictionary, 794 (unabridged ed 1993).(5) That word, and the
legislature's purpose in using it, are clear.(6)
The execution is the process of putting the prisoner to
death. It follows that remote activities that precede that
process, such as holding the prisoner in a special cell or giving
the prisoner a special "last meal," are not a part of "the
execution." On the other hand, it equally is clear that those
actions that are linked inextricably with the administration of
the fatal drugs are part of the execution. Those acts include
connecting special monitoring equipment to the prisoner, placing
the prisoner in restraints, and inserting a catheter that later
will be used to administer the fatal drug. DOC's limited access
rules, OAR 291-024-0065, 291-024-0070, and 291-024-0080, which
prevent the witnesses from seeing those latter activities, exceed
the statutory authority of the agency and, thus, are invalid,
because they impair the right granted to the witnesses under ORS
137.473 to view "the execution." ORS 183.400(4)(b).
In summary, we hold that the nondisclosure rules, OAR
291-024-0017 and 291-024-0020, are invalid, to the extent that
they purport to place limits on the expression rights of persons
who are granted by ORS 137.473 a right to be present at
executions. We further hold that the limited access rules, OAR
291-024-0065, 291-024-0070, and 291-024-0080, are invalid,
because they limit too severely the activities that the witnesses
may see. Finally, we decline to address certain other challenges
raised by petitioners, either because those challenges are
rendered moot by our decision or because it is not clear that the
basis for those challenges will remain relevant, after DOC has
taken such steps as it finds necessary to remedy the defects in
the rules identified by this opinion.(7)
The decision of the Court of Appeals is reversed.
Oregon Administrative Rules 291-024-0017, 291-024-0020, 291-024-0065,
291-024-0070, and 291-024-0080, are declared invalid to the
extent stated in this opinion.
1. ORS 183.400 provides, in part:
"(1) The validity of any rule may be determined
upon a petition by any person * * * in the manner
provided for review of orders in contested cases. The
court shall have jurisdiction to review the validity of
the rule whether or not the petitioner has first
requested the agency to pass upon the validity of the
rule in question, but not when the petitioner is a
party to an order or a contested case in which the
validity of the rule may be determined by a court.
"* * * * *
"(3) Judicial review of a rule shall be limited to
an examination of:
"(a) The rule under review;
"(b) The statutory provisions authorizing the
rule; and
"(c) Copies of all documents necessary to
demonstrate compliance with applicable rulemaking
procedures.
"(4) The court shall declare the rule invalid only
if it finds that the rule:
"(a) Violates constitutional provisions;
"(b) Exceeds the statutory authority of the
agency; or
"(c) Was adopted without compliance with
applicable rulemaking procedures."
Petitioners meet the "any person" requirement for standing to
seek review of the rule.
Return to previous location.
2. Although the State of Oregon also was named a party
respondent in this proceeding, DOC promulgated the rules in
question. We therefore refer to respondents, both individually
and collectively, as "DOC" throughout this opinion.
Return to previous location.
3. The rules are too extensive to be set out verbatim
here, but pertinent portions are quoted at the appropriate places
in this opinion.
Return to previous location.
4. ORS 137.473 was adopted by the people on November 6,
1984. Or Laws 1985, ch 3, § 7(1).
Return to previous location.
5. There are other definitions of "execution," of course, but none that relates to the process of putting a prisoner to death.
Return to previous location.
6. See PGE v. Bureau of Labor and Industries, 317 Or 606, 610-11, 859 P2d 1143 (1993) (court's task in determining legislative intent is first to examine text of statute, including context in which statute is found and, if intent is "clear," to proceed no further with analysis).
Return to previous location.
7. Because we have declared all the DOC rules at issue to be invalid on statutory grounds, we do not reach petitioners' constitutional arguments.
Return to previous location.
![]() |
|

![]() |
Updated: 07/22/1999 Web authoring by Print Services |