FILED: January 6, 1999
STATE OF OREGON,
Appellant,
v.
FROYLAN CRUZ-AGUIRRE,
Respondent.
Appeal from Circuit Court, Douglas County.
Joan G. Seitz, Judge.
Argued and submitted June 30, 1998.
Timothy A. Sylwester, Assistant Attorney General, argued the cause for appellant. With him on the briefs were Hardy Myers, Attorney General, and Virginia L. Linder, Solicitor General.
Diane L. Alessi, Deputy Public Defender, argued the cause for respondent. With her on the brief was Sally L. Avera, Public Defender.
Before Warren, Presiding Judge, and Edmonds and Armstrong, Judges.
EDMONDS, J.
Reversed and remanded.
Warren, P. J., dissenting.
EDMONDS, J.
The state appeals the trial court's pretrial order suppressing evidence of a controlled substance that a state police officer discovered during the search of defendant's vehicle. The trial court concluded that the officer's request for consent to the search violated ORS 810.410(3)(b) (1995), as construed in State v. Dominguez-Martinez, 321 Or 206, 895 P2d 306 (1995) and State v. Hadley, 146 Or App 166, 932 P2d 1194 (1997). The state argues that the search did not violate ORS 810.410(3)(b) and that even if it did, suppression is no longer proper under ORS 136.432 (section 1 of Senate Bill 936) (1997). We do not reach the state's first argument because we agree that ORS 136.432 controls. Accordingly, we reverse and remand.
Defendant was stopped by a police officer for a traffic infraction. After the
stop, the officer turned off his overhead lights, returned defendant's identification
documents to him, issued a citation and told him "adios." At that time, defendant was in
the driver's seat of his vehicle, the car door was closed, and the engine was running. The
officer's body did not impede defendant from leaving. Defendant "reached down and
was starting to move the gear shift selector" when the officer recontacted him and asked
if he could talk with him. Approximately seven seconds had elapsed. Defendant agreed
to talk to the officer and got out of his car. The ensuing conversation led to defendant's
consent to a search of his car and the subsequent discovery of the controlled substances
under the back seat of the car that are the subject of the trial court's order on appeal.
After the trial court made its decision and after the briefing and argument in
this case occurred, the Supreme Court issued its opinion in State v. Toevs, 327 Or 525,
964 P2d 1007 (1998). In Toevs, the court held that there must be a fact-specific inquiry
under ORS 810.410(3)(b)(1) to determine when a traffic stop has ended and whether the
officer is permitted to seek permission to search. Under Toevs, a trial court must
determine whether under the totality of the circumstances, there is a continuing detention
at the time of the request for consent to search. The inquiry is in two parts (1) whether
the defendant subjectively believes that the officer has significantly restricted or
interfered with his liberty or freedom of movement and (2) whether the motorist's belief
is objectively reasonable under the circumstances.
In this case, we need not remand to the trial court for a determination under
Toevs. The trial court entered its order suppressing the evidence on May 19, 1997.
Senate Bill 936 became effective on June 12, 1997, but its provisions apply to all
criminal actions pending on or commenced after December 5, 1996. Oregon Laws 1997,
ch 313 § 38. The indictment in this matter was filed on March 21, 1996, and it was
pending on December 5, 1996. Consequently, ORS 136.432 is applicable.
Defendant argues that the state's argument under ORS 136.432 was not
preserved below to the trial court and therefore should not be considered by this court
under ORAP 5.45(2).(2) The purpose underlying ORAP 5.45(2) is that the preservation of
an issue permits a trial court to understand and correct any error and to avoid the
necessity of appeal. State v. Brown, 310 Or 347, 356, 800 P2d 259 (1990). Regarding
the issue of preservation, the court in State v. Hitz, 307 Or 183, 188-89, 766 P2d 373
(1988) commented:
"* * *We have previously drawn attention to the distinctions between
raising an issue at trial, identifying a source for a claimed position, and
making a particular argument. See Cooper v. Eugene Sch. Dist. No. 4J,
301 Or 358, 369 n 12, 723 P2d 298 (1986). The first ordinarily is
essential, the second less so, and third least. Thus, when a potential
constitutional violation is involved, the parties' omission of a dispositive
source or argument of ordinary law cannot compel a court to a needless
constitutional decision. See State v. Kennedy, 295 Or 260, 267, 666 P2d
1316 (1983). Of course, it is important to efficient judicial procedures that
the positions of the parties be clearly presented to the initial tribunal and on
appeal. See, e.g, Shields v. Campbell, 277 Or 71, 77-78, 559 P2d 1275
(1977). But an equally important justification for requiring preservation of
claims of error, consistent with the directive to administer justice
'completely,' Or Const, Art I, § 10, is fairness to the adversary parties, and
courts can avoid taking parties by surprise by inviting memoranda on
inadequately briefed questions. State v. Kennedy, supra, 295 Or at 268.
Efficient procedures are instruments for, not obstacles to, deciding the
merits, particularly when the alternative is a criminal conviction that lacks
a basis in law or in fact." (Emphasis in original; footnote omitted.)
In this case, the state could not have raised ORS 136.432 to the trial court
as authority for its position because the statute had not yet been enacted at the time that
the trial court entered its order suppressing the evidence. However, defendant argues,
and the dissent agrees, that because Ballot Measure 40 was in effect at that time, the state
was required to make an argument under Measure 40 in order to preserve an argument
under ORS 136.432 on appeal. It is correct that the provisions of ORS 136.432 are
substantially identical to a provision of Measure 40. However, Measure 40 was
subsequently declared unconstitutional on an unrelated ground in Armatta v. Kitzhaber,
327 Or 250, 959 P2d 49 (1998).
We disagree that defendant's argument should be adopted as a proper
application of ORAP 5.45(2). The reasons are three-fold: First, ORAP 5.45 is a
procedural rule and should not be used as an obstacle to the deciding of the merits of an
issue when the purpose of the rule is not furthered. Here, there was no issue under ORS
136.432 that could have been presented to the trial court to allow it to correct itself
because at the time of the trial court ruling, ORS 136.432 had not been enacted.(3)
Second, the intent of the legislature that ORS 136.432 be applied to pending cases is
clear. That intent would be negated by the adoption of defendant's argument. It is a
novel concept that in order to preserve an issue under one law, an issue must be raised
under another. When the legislature's intent is so clear, it should not be defeated by the
unprecedented extension of a procedural rule. Finally, Measure 40 was unconstitutional
ab initio and a legal nullity. It is incongruous to require a party to preserve an issue
under a law that had no legal effect. Had the argument been made under Measure 40, the
trial court would have been correct in rejecting it.
Section 1, which is now ORS 136.432 provides:
"A court may not exclude relevant and otherwise admissible
evidence in a criminal action on the grounds that it was obtained in
violation of any statutory provision unless exclusion of the evidence is
required by:
"(1) The United States Constitution or the Oregon Constitution;
"(2) The rules of evidence governing privileges and the admission
of hearsay; or
"(3) The rights of the press."
Under ORS 136.432, it is now error to exclude evidence obtained in violation of ORS
810.410(3)(b) unless exclusion is required under the exceptions to the statute.
In response to ORS 136.432, defendant makes a number of constitutional
attacks, including that the statute constitutes ex post facto legislation in violation of
Article I, section 21, of the Oregon Constitution and Article I, section 1, of the United
States Constitution, that it violates the single subject requirement for legislation
contained in Article IV, section 20, of the Oregon Constitution and that the warrantless
search and seizure violated Article I, section 9, of the Oregon Constitution. We rejected
defendant's ex post facto and single subject arguments in State v. Fugate, 154 Or App
643, 963 P2d 686, modified 156 Or App 609, ___ P2d ___ (1998).
As to defendant's search and seizure rights under the Fourth Amendment
and Article I, section 9, defendant contends on appeal that any detention after the traffic
stop had ended must be justifiable on other grounds and that at no time before the search
did any articulable facts give rise to a reasonable suspicion of an illegal activity that
would justify further detention. However, there is no evidence in this record that
suggests that a new detention(4) in a constitutional sense occurred when the officer
recontacted defendant. In State v. Holmes, 311 Or 400, 407, 813 P2d 28 (1991), the
court distinguished mere conversations or noncoercive encounters that involve no
restraint of liberty from detentions that are a type of seizure that occur when an officer
temporarily restrains a person's liberty or freedom of movement. Only the latter must be
justified by reasonable suspicion of criminal activity. Thus, officers are entitled to
engage in non-offensive contact with private citizens that is akin to acceptable and
ordinary social intercourse without implicating the Fourth Amendment or Article I,
section 9. Here, the officer testified:
"[I] advised the defendant the problem with narcotics trafficking that we
had and asked if we could check his vehicle for that, advised him he was
being tape recorded. Showed him a consent to search form and asked if he
would--could read that and I believe Detective Bennett asked if he had
read it in English or Spanish which he indicated that he could. He spent
some time reviewing the document, reading it apparently, and then he did
sign it."
There is nothing in the description of the second contact that gives rise to a conclusion
that the officer significantly restricted or interfered with defendant's liberty or freedom of
movement so as to constitute a seizure.
In summary, ORS 136.432, although enacted after the trial court ruled, is
applicable to this case. Any statutory violation under ORS 810.410(3)(b) is not a proper
ground for suppression of the evidence that was discovered as a result of the consensual
search and seizure. Moreover, nothing occurred in the second contact between the
officer and defendant that significantly restricted or interfered with his liberty or freedom
of movement. The evidence is uncontradicted that he voluntarily consented to have the
second contact with the officers and that he granted his consent to search. Under the
circumstances it was error to suppress the evidence of the controlled substance.
Reversed and remanded.
WARREN, P. J., dissenting.
The majority reverses the trial court's decision based on an issue that the
state could have, but did not, raise at the trial court. I would follow ORAP 5.45 and
refuse to consider that issue. Based on the issues that the state properly preserved, I
would vacate the trial court's decision suppressing evidence and remand for additional
findings.
The trial court concluded that the inquiry that resulted in defendant
granting consent for the search violated ORS 810.410(3)(b), as the appellate courts
construed it in State v. Dominguez-Martinez, 321 Or 206, 895 P2d 306 (1995), State v.
Hadley, 146 Or App 166, 932 P2d 1194 (1997), and similar cases. On appeal, the state
makes two arguments in response. First, it argues that the search did not violate the
statute. It next asserts that, under ORS 136.432 (section 1 of Senate Bill 936 (SB 936)),
which the legislature adopted after the trial court's decision but which applies
retroactively, suppression is no longer appropriate for an officer's violation of a statute
that defines the officer's authority. On the first issue, I would hold, under the Supreme
Court's recent decision in State v. Toevs, 327 Or 525, 964 P2d 1007 (1998), that the trial
court needs to make appropriate findings relevant to a question that it did not previously
consider. I would not consider the second issue because the state failed to preserve it.
The state could have raised the identical issue under Ballot Measure 40 (Measure 40) of
the 1996 general election, which SB 936 implements, but did not do so.
I first consider whether the trial court was correct under the law as it
existed before the effective date of SB 936. If the evidence was admissible under the
previous law, we would not need to consider the arguments concerning the validity of the
new statute. The trial court granted defendant's motion to suppress on the ground that
the officers exceeded their authority under ORS 810.410(3)(b) when they asked
defendant to consent to the search. On appeal, the state asserts both that our decision in
Hadley, on which the trial court relied, was incorrect and that the officer's conduct was
proper under that case. In Hadley, we held that the essential issue is whether the officer
gave the defendant a "real time" opportunity to move on before renewing contact. We
explained that there must be "a distinct temporal 'break in the action' between an
officer's indication that a motorist is free to go and any unrelated inquiries." 146 Or App
at 171-72.
After the briefing and argument in this case, the Supreme Court in Toevs
adopted a different approach to resolving when a traffic stop has ended and the officer is
no longer acting under the authority of the statute, thus permitting the officer to seek
permission to search. The court stated that there must be a fact-specific inquiry into the
totality of the circumstances to determine two things: (1) whether the defendant
subjectively believed that the officer significantly restricted or interfered with the
defendant's liberty or freedom of movement and (2) whether that belief was objectively
reasonable. The first question is one of fact for the trial court, while the second is one of
law on which we exercise our independent judgment. Id. at 535.
In State v. Corning, 157 Or App 379, ___ P2d ___ (1998), as in this case,
the trial court relied on the pre-Toevs law in deciding to suppress the evidence in issue.
On the state's appeal, we applied the Toevs analysis to facts that are similar to those in
this case. We stated that under Toevs the trial court should have made an express finding
of whether the defendant subjectively believed that the officer had substantially
interfered with her liberty or freedom of movement. The court could rely on the totality
of the circumstances in making that finding. We did not, however, remand Corning for
the court to resolve that question because we held that, under the facts of the case, even if
the defendant had subjectively believed that her liberty was significantly restricted, such
a belief would not be objectively reasonable. Id. at 383-84. We therefore reversed the
order suppressing the evidence.
The issues that we considered in Corning, in deciding whether a subjective
belief would be objectively reasonable, included the temporal break in the action,
whether the officer returned items to the defendant, whether the officer told the
defendant that she was free to go, whether her path to leave was open, whether she
attempted to leave, and whether the officer continued to show his authority, such as by
leaving his overhead lights or spotlights turned on. We noted that the officer did not
have to use any particular words to show that the traffic stop had ended and that the stop
could end before the defendant actually drove away. Id. at 384. In Corning,
the officer
turned off his overhead emergency lights and his spotlight, told the defendant that he was
not going to cite her, and spent the next 60 seconds in a separate conversation with
another officer. When he again spoke to the defendant, she jumped in her seat and said
that he had scared her. We concluded that the defendant could not reasonably believe
that the officer had continuously asserted his authority over her.
With one exception, the facts in this case are similar to those in Corning.
After he completed his paperwork, the officer turned off his overhead lights, returned the
driver's license and registration to defendant, gave him the citation, and said "adios."
Defendant was in the driver's seat, the car door was closed, and he began to put the car in
gear. To this point, there is no significant difference with Corning. However, in this
case the officer waited only approximately seven seconds before asking to talk with
defendant again, interrupting his attempt to leave. I would hold that that difference in
time may lead to a difference in result.(5) Seven seconds is a short time, barely enough for
defendant to start his car moving. In contrast to the majority, I believe that under all the
circumstances defendant could well experience the officer's action in reinitiating contact
after so short a time, and as he was preparing to leave, as a continuation of the previous
stop. The very fact that the officer interrupted defendant's efforts to leave could lead to
that conclusion. If defendant believed that the officer was continuing to exercise his
authority when he again asked to speak with him, thus, that belief was objectively
reasonable. Whether that was his belief is something that the trial court should be
allowed to determine on remand.
I turn to the issues surrounding ORS 136.432. The trial court entered its
order suppressing the evidence on May 19, 1997. SB 936 became effective on June 12,
1997, after the trial court's action, but its provisions apply to all criminal actions pending
on or commenced after December 5, 1996. Or Laws 1997, ch 313, § 38. Section 1,
which is now ORS 136.432, provides:
"A court may not exclude relevant and otherwise admissible
evidence in a criminal action on grounds that it was obtained in violation
of any statutory provision unless exclusion of the evidence is required by:
"(1) The United States Constitution or the Oregon Constitution;
"(2) The rules of evidence governing privileges and the admission
of hearsay; or
"(3) The rights of the press."
The state relies on this statute to support its position on appeal. In response, defendant
makes a number of arguments attacking the validity of the statute. I would consider only
his argument that the state failed to preserve the issue.
The state did not rely on ORS 136.432 at the trial court, for the not
surprising reason that the legislature had yet adopted it. If that were all there was to
defendant's non-preservation argument, it would not detain me long. However, as
defendant points out, SB 936 was intended to implement Measure 40, which was also
effective on December 5, 1996. Section 1(f) of Measure 40 provided that crime victims
have the right "to have all relevant evidence admissible against the criminal defendant[.]"
ORS 136.432 relates to that section of Measure 40. The state did not refer to Measure 40
at the trial court or otherwise suggest that a violation of ORS 810.410(3)(b) should not
result in suppression of the evidence. Rather, it devoted its entire effort to showing that
there had been no violation.
In State v. Hitz, 307 Or 183, 766 P2d 373 (1988), the Supreme Court
described what a party must do in order to preserve an issue for appellate review. It
distinguished between "raising an issue at trial, identifying a source for a claimed
position, and making a particular argument. * * * The first ordinarily is essential, the
second less so, the third least." Id. at 188 (emphasis in original). On appeal, the state
makes an argument and identifies ORS 136.432 as the source for it. It did not, however,
raise the issue on which it now relies at trial, even though that issue was available to it
through the adoption of Measure 40.(6)
In response to defendant's argument about preservation, the state suggests
that
"[t]here are a variety of reasons * * * why a prosecutor reasonably may
elect to forgo reliance on Measure 40--e.g., doubts about whether it will
withstand a constitutional challenge, unwillingness to expend the resources
to rely on Measure 40 in this case, or adverse prior rulings by the circuit
court on that issue--that do not necessarily translate to a willingness to
forgo reliance on ORS 136.432, too."
The state misses the point. The purpose of the preservation requirement is to ensure that
the trial court has an opportunity to consider and decide the issue. The reasons that a
party may decide not to raise an issue with the trial court--and, thus, not to preserve it for
appellate review--are not generally relevant to whether the party has, or should have,
preserved the issue. The fact remains that, when this case was before the trial court,
Measure 40 was available as a ground for the state to raise the issue of whether a
statutory violation requires suppression of the evidence, and the state did not raise that
issue. By not doing so, the state waived the issue for appellate review.(7) By reaching the
issue despite the state's failure to preserve it, the majority excuses it from complying with
one of the basic prerequisites to seeking appellate review.
I dissent.
1. ORS 810.410(3)(b) provides that an officer:
"May stop and detain a person for a traffic infraction for the purposes of
investigation reasonably related to the traffic infraction, identification and
issuance of citation."
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2. ORAP 5.45(2) provides, in part:
"No matter assigned as error will be considered on appeal unless it was
preserved in the lower court and assigned as error in the party's opening brief[.]"
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3. See State v. Clifton, 240 Or 378, 401 P2d 697 (1965) (holding that the failure to
object at trial to the testimony of police officer about the defendant's incriminating statements on
constitutional grounds did not constitute a waiver of the right to assert those grounds on appeal in
light of intervening case law).
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4. ORS 810.410(3)(b) restricts an officer's authority to make inquiries that are not related to a traffic stop. In contrast, defendant's argument is framed under the constitutional provisions that limit the authority of a police officer to effect a seizure of a person. Once defendant was told he could leave, commenced putting his car in gear and seven seconds had lapsed, there could have been no continuing seizure of defendant's person as the result of the traffic stop.
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5. In our previous cases, we determined, based on our independent evaluation of the situation, whether the traffic stop had ended. Toevs changed the focus of the analysis. The issue is no longer whether we believe that the officer was still exercising authority under ORS 810.410(3)(b). Rather, it is whether the defendant believed that and, if so, whether the defendant's belief was objectively reasonable. The issue, thus, is not what we would conclude if the issue were left to us but whether a reasonable defendant could conclude what the defendant in fact concluded. Because our earlier cases concern a different issue from the one that Toevs makes relevant, they do not directly control the result in this case.
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6. The "issue" in this case, for the purposes of Hitz, is that changes in the law prohibit the suppression of constitutionally admissible evidence simply because an officer violated a statute in acquiring it. Both Measure 40 and ORS 136.432 are authority that support that issue. Although ORS 136.432 was not available at the time of the trial court's decision, Measure 40 certainly was.
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7. The Supreme Court's subsequent decision invalidating Measure 40, Armatta v. Kitzhaber, 327 Or 250, 959 P2d 49 (1998), does not affect this conclusion. For preservation purposes, the question is whether the state had legal support for raising the issue at the trial court, not whether it would have ultimately been successful on appeal if it had done so.
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