FILED: November 4, 1998
STATE OF OREGON,
Respondent,
v.
BYRON FRANKLIN BARNUM,
Appellant.
Appeal from Circuit Court, Josephine County.
Sid Brockley, Senior Judge.
Argued and submitted July 29, 1998.
Jesse Wm. Barton, Deputy Public Defender, argued the cause for appellant. With him on the opening brief was Sally L. Avera, Public Defender. With him on the reply brief was David E. Groom, Public Defender.
Douglas F. Zier, Assistant Attorney General, argued the cause for respondent. With him on the brief were Hardy Myers, Attorney General, and Michael D. Reynolds, Solicitor General.
Before De Muniz, Presiding Judge, and Haselton and Wollheim, Judges.
DE MUNIZ, P. J.
Judgment of conviction for arson in the first degree affirmed; convictions on two counts of burglary in the first degree remanded with instructions to enter judgment of conviction on one count of burglary in the first degree and for resentencing not subject to ORS 137.635.
DE MUNIZ, P. J.
Defendant appeals his convictions and sentence for one count of arson in the first degree, ORS 164.325, and two counts of burglary in the first degree, ORS 164.225. The issues are whether evidence concerning defendant's 1979 attempted murder conviction in California was properly admitted under OEC 404(3) to prove the identity of the perpetrator in this case and whether the trial court erred when it denied defendant's motion to merge his two burglary convictions. We hold that the trial court did not err in admitting the evidence and affirm defendant's arson conviction. However, the trial court did err in failing to merge defendant's burglary convictions. Accordingly, we remand for merger of the burglary convictions and resentencing.
Because the court found defendant guilty, we state the facts in the light most favorable to the state. State v. Pinnell, 311 Or 98, 100, 806 P2d 110 (1991); State v. Brown, 310 Or 347, 350, 800 P2d 259 (1990).
In August 1990, Gwen Bindellino was a claims representative for Allstate Insurance. At that time, she was assigned to a case involving a lawsuit brought by defendant against one of Allstate's insureds. Communications between Bindellino and defendant regarding that case were either by telephone or by mail.
In the autumn of 1990, Bindellino informed defendant that the statute of
limitations on his claim would run in mid-December. That upset defendant, and he
accused Bindellino of waiting until the "eleventh hour" to inform him. Later, on various
occasions, defendant revealed knowledge of confidential or esoteric information
concerning aspects of his case against Allstate's insured, the insurance business, and
Bindellino herself, that was contained in Bindellino's office and files. Bindellino later
discovered evidence that someone had entered her office after business hours.
On January 18, 1991, defendant was arrested in the office of a Dr. Sloan.(1)
At the time of his arrest, defendant was wearing a stocking cap and was in possession of
specialized burglary tools. He gave the police a false name and a birth date of March 4,
1950, which was Bindellino's birth date, something she had never told defendant.
On June 20, 1991, Bindellino's home was severely damaged by a "fully
involved" fire. At that time, Bindellino was on a two-week vacation in Hawaii, the dates
of which had been marked on her office calender. A fire investigator determined that the
fire was caused by arson. Motor oil, gasoline and a combustible waterproofing sealant
were used to aid in the creation of at least four separate fires in the house. The house
was locked when the fire department arrived. In addition to the near total destruction of
her furniture by fire, a key rack, house keys and several letters concerning her
relationship with a fellow insurance adjuster were missing.
On the afternoon of the fire, Bindellino's insurer received an anonymous
letter that accused her of planning to set fire to her own house. The letter mentioned her
middle name, Social Security Number, and referred to her relationship with the other
insurance adjuster, a relationship known only to the two participants and Bindellino's
parents. Her fire insurance policy was kept with her private papers at her home.
Bindellino's Social Security card and ATM card (along with its PIN) were left on her
kitchen counter while she was in Hawaii. While she was away, someone used the ATM
card in Grants Pass to withdraw $400 from her account.
Shortly after the fire, the local fire department received an anonymous letter
asserting that Bindellino had hired its author to set fire to her house. The missing keys
that opened the dead bolts at Bindellino's house were enclosed with the letter.
Defendant was charged and tried for the Bindellino fire and two other fires
that also involved accusatory letters. In a bench trial, the court acquitted defendant of all
charges involving the other two fires but convicted him of arson in the first degree and
two counts of burglary in the first degree on the charges involving the Bindellino fire.
Defendant first assigns error to the trial court's admission of evidence of his
1979 conviction in California for attempted murder as signature crime evidence under
OEC 404(3) to prove the identity of the perpetrator in this case. The trial court ruled that
the accusatory letters defendant sent to authorities before and after the mailbombing of
his college professor at California State University at Hayward, for which he was
convicted of attempted murder in 1979, were admissible as signature crime evidence for
the charges involving the Bindellino fire, but not admissible for the other two fires for
which he was also being tried. In the other two crimes, accusatory letters were received
following the crime but not before it. Our task is to determine if the record supports the
trial court's ruling that the letters before the crime make unique the modus operandi of
the California crime and the Bindellino arson. Pinnell, 311 Or at 109.
In State v. Johnson, 313 Or 189, 195, 832 P2d 443 (1992), the Supreme
Court formulated a three-part test to determine the admissibility of "other act" evidence
under OEC 404(3):(2)
"(1) The evidence must be independently relevant for a noncharacter
purpose; (2) the proponent of the evidence must offer sufficient proof that
the uncharged misconduct was committed and that defendant committed it;
and (3) the probative value of the uncharged misconduct evidence must not
be substantially outweighed by the dangers or considerations set forth in
OEC 403."
Evidence of "other crimes, wrongs or acts" may not be admitted to prove propensity;
however, if the evidence is independently relevant on a noncharacter theory such as
identity, it may be admissible for that limited purpose under OEC 404(3). Pinnell, 311
Or at 109.
Under OEC 404(3), we must first determine if the "other crimes" evidence
is independently relevant for a noncharacter purpose. Here, the asserted purpose of the
evidence is to identify defendant as the perpetrator of the Bindellino arson based on the
similar modus operandi of the criminal in that case and the California case. Under the
test established in Pinnell, we must determine if the prosecution established by a
preponderance of the evidence that (1) there is a very high degree of similarity between
the other crime and the charged crime; and (2) the methodology is so distinctive as to
earmark the acts as the handiwork of the accused, the so called "mark of Zorro" test.
Pinnell, 311 Or at 109-10.(3) There are three factors to consider under the first prong of
the test: (1) the time lapse between the two crimes; (2) the geographic distance between
the two crimes; and (3) the resemblance between the methodologies of the two crimes.
Id. at 110.
According to defendant, the first two of these factors, time lapse (14 years)
and geographic distance (450 miles) between the two crimes, substantially decrease the
probative value of the evidence. Defendant argues that the third factor, the resemblance
between the methodologies of the two crimes, also militates in favor of excluding the
evidence. He points out that, in the California crime, the intent of the crime was to cause
the victim's death, whereas here only property damage was intended in the charged
crime. He also points to the fact that the perpetrator was not present at the California
crime, whereas here the perpetrator was present. The only "appreciable similarity"
defendant concedes between the two crimes is that someone wrote letters that tried to
focus official suspicion onto specific persons.
As to the "mark of Zorro" test, defendant claims that the language in
Pinnell, stating that "the methodology is attributable to only one criminal" must be taken
literally. 311 Or at 110 (emphasis defendant's). Defendant goes on to argue that the
content of the letters is sufficiently different, as the Oregon letters were sent
anonymously but the California letters contained forged signatures. He adds that he had
met the victim in the California case face to face, but not Bindellino. Defendant also
points to State v. Crescenzi, CA A90559, in which an anonymous letter was sent to focus
suspicion on someone other than the defendant in the murder of his wife. Because the
state did not accuse the defendant there of authoring the letter, defendant argues, the state
must concede that such a modus operandi is not unique because more than one criminal
employs it. Defendant does, however, concede that one factor in Crescenzi, that no letter
was sent before the commission of the crime, does distinguish it from the facts here.
The state argues that the trial court followed the proper steps in
determining the admissibility of the California crime evidence. The state points out that
the three factors in Pinnell used to determine the similarity between the charged and
uncharged crimes are merely factors in the trial court's discretionary determination and
cannot be considered in isolation. According to the state, when the defendant is known
to have been in the relevant place at the relevant time, the time lapse and geographic
distance are not particularly important. The state contends that those factors generally
help to prove that the prior crime was committed by the defendant, and that here there is
no need of that proof because defendant ultimately was convicted in California. See
State v. Johns, 301 Or 535, 725 P2d 312 (1986) (defendant's attempted murder of his
former wife in New Zealand admissible as "other crimes" evidence in Oregon case for
murder under similar circumstances).
As to the third factor, the lack of similarity between the two crimes, the
state argues that defendant misses the point: It is not the crimes themselves, but the
distinctive methodology of the crimes that identifies the person responsible. Here, the
state contends, it is the use of accusatory letters, both before and after the crime, that
makes the methodology similar.
We agree with the state that the time lapse and geographic distance is of
little importance here because defendant was convicted of the California crime.
Moreover, as Pinnell points out, it is the third factor that has the most weight:
"[T]he third factor, the resemblances in methodology, is the most important
consideration. * * * If both crimes are committed in the same, unique
fashion, [that] factor alone is sufficient to support a permissible inference
of the identity of the two criminals. The ultimate test is one of logic: Are
the similarities in time, place, and methodology sufficient to sustain a
rational inference of the identity of the two criminals?" Pinnell, 311 Or at
110-11, citing Imwinkelried, Uncharged Misconduct Evidence 24, § 3.11
(1984).
There is no doubt here that a very high degree of similarity exists between the
methodologies in both crimes. Both cases, as the trial judge pointed out, involve a crime
of stealth. In addition, in both cases a professionally related dispute was occurring
between defendant and the victim of the crime. Most importantly, in both cases,
authorities received letters casting suspicion on other persons both before and after the
crime.
However, even proof of a very high degree of similarity between the two
methodologies does not suffice. The "mark of Zorro" test requires that the methodology
must be so distinctive that both crimes can be attributable to one criminal. In other
words, the modus operandi must be unusual. Pinnell, 311 Or at 111. Defendant argues
that there are too many dissimilarities between the cases to satisfy this aspect of the test.
The state presented expert testimony as to the uniqueness of sending
accusatory letters both before and after the commission of a crime. Postal Investigator
Rafferty, who investigated the California mailbombing of defendant's college professor,
testified that he had worked on 2,500 to 3,000 felony investigations and supervised
several thousand more in his 30-year career. He called the California case "the most
unique" he had ever had because of the series of accusatory letters. In addition, the
detective who investigated the Bindellino arson testified that in his 20-year career he had
investigated thousands of cases and that the use of a letter implicating someone before a
crime was committed was "quite unique."
The pattern of a series of accusatory letters both before and after the crime
is distinctive enough to constitute a signature crime. In Pinnell, the court noted that,
"[i]n the final analysis, the issue is the rationality of the inference of distinctiveness rather
than the sheer number of similarities." Pinnell, 311 Or at 111, citing Imwinkelried at 26,
§ 3.12. Here, the distinctiveness is clear. Applying the Pinnell standards, we conclude
that there is sufficient evidence to support the trial court's finding that evidence of the
California crime was relevant to identify defendant as the perpetrator of the crimes.
Our conclusion that there is evidence sufficient to support the trial court's
holding that evidence of the California crime is logically relevant to prove identity does
not end the inquiry. However, the second and third steps of the Johnson test require little
discussion. There is sufficient proof that defendant committed the attempted murder in
California; he was convicted of the offense. Likewise, the court considered the evidence
as it related to all of the charges, and, after finding the evidence relevant to the arson
charge, it weighed the probative value in relation to the potential for unfair prejudice and
confusion. After review of the trial court's reasoning, we find that the court did not
abuse its discretion in determining that there was little danger of undue prejudice. The
trial court did not err in permitting the state to introduce evidence of the California crime
to identify defendant as the person who committed the Bindellino arson.
Defendant also assigns error to the trial court's denial of his motion to
merge his two burglary convictions stemming from the Bindellino arson. We review for
errors of law. ORS 138.220.
Defendant was convicted of committing two burglaries relating to the
Bindellino arson. The state's theory was that defendant illegally entered Bindellino's
house on that date with the intent to commit two crimes therein--arson and theft.
Defendant argues that State v. Sparks, 150 Or App 293, 946 P2d 314 (1997), rev den 326
Or 390 (1998), controls. There, the defendant unlawfully entered three motel rooms,
and, while in each room, committed theft and criminal mischief. At trial, he was
convicted of six counts of burglary. On appeal, he argued successfully that each pair of
convictions should merge into a single conviction. We held that,
"[i]n this case, there was only one unlawful entry into each motel
room. Even though defendant had the intent to commit more than one
crime when he entered the premises, the two counts of burglary for entering
the same room require proof of the same elements, i.e., the entering of a
dwelling with intent to commit a crime therein." Id. at 296.
Defendant argues that his situation is identical.
The state, however, points out that the defendant in Sparks was in fact
convicted of three separate counts of burglary. The state theorizes that that is because
there was a showing of a sufficient pause between each break-in to allow multiple
punishment under ORS 161.067(3). The state goes on to argue that, in this case, there
was a sufficient pause between the time defendant broke in to Bindellino's house and
stole the key rack with the keys on it (theft), ransacked the house, and prepared and set
the separate fires in the house (arson). Under ORS 161.067(3),
"[w]hen the same conduct or criminal episode violates only one statutory
provision and involves only one victim, * * * there are as many separately
punishable offenses as there are violations, except that each violation, to be
separately punishable under this subsection, must be separated from other
such violations by a sufficient pause in the defendant's criminal conduct to
afford the defendant an opportunity to renounce the criminal intent."
The state points to facts that indicate that defendant was in the house long enough to
have sufficient pause to renounce his intent. The trial court found "a sufficient pause
between the stealing of the keys and the setting of the fires to allow a termination of the
criminal conduct." Because it is supported by the record, the state argues, we are bound
by this finding. Ball v. Gladden, 250 Or 485, 443 P2d 621 (1968).
Before imposing sentence, the trial court said of the two burglary
convictions:
"I think it's clear from all of the cases that they do not merge. There
are different elements in each offense. There was and the Court finds a
sufficient pause between the stealing of the keys and the setting of the fires
to allow a termination of the criminal conduct."
Although we may be bound under Ball v. Gladden by the trial court's factual finding that
a sufficient pause between the stealing of the keys and the setting of the fires occurred,
we are not bound by the court's legal conclusions. We hold that the trial court's
conclusion that there are different elements in each burglary offense is erroneous.
We do not agree with the state that our holding in Sparks was based on the
finding that there was a showing of a sufficient pause between each break-in to allow
multiple punishment. There were three separate counts in Sparks because there were
three separate unlawful entries. Sparks, 150 Or App at 296. Here, there was only one
unlawful entry of Bindellino's house. Although it is true that defendant intended to
commit both theft and arson, just as the defendant in Sparks intended to commit theft and
criminal mischief, that does not change the fact that the elements of the two burglary
counts are exactly the same, and, therefore, there can be only one burglary. In Sparks, we
held that, because the two counts pertaining to each room do not require separate
statutory elements, the convictions merged. That same reasoning pertains here. The trial
court erred when it denied defendant's motion to merge his two burglary convictions
stemming from one unlawful entry of Bindellino's house.
Finally, we accept the state's concession that the trial court should not have
imposed sentences under ORS 137.635. See State v. Allison, 143 Or App 241, 923 P2d
1224, rev den 324 Or 487 (1996).
Judgment of conviction for arson in the first degree affirmed; convictions
on two counts of burglary in the first degree remanded with instructions to enter
judgment of conviction on one count of burglary in the first degree and for resentencing
not subject to ORS 137.635.
1. Defendant was convicted of the burglary of Dr. Sloan's office. The
sentence on that conviction was the subject of a separate appeal. State v. Barnum, 136
Or App 167, 902 P2d 95 (1995), rev den 323 Or 336 (1996).
Return to previous location.
2. OEC 404(3) provides:
"Evidence of other crimes, wrongs or acts is not admissible to prove
the character of a person in order to show that the person acted in
conformity therewith. It may, however, be admissible for other purposes,
such as proof of motive, opportunity, intent, preparation, plan, knowledge,
identity, or absence of mistake or accident."
Return to previous location.
3. A classic example of a modus operandi having a signature quality is the "mark of Zorro." Pinnell, 311 Or at 110 n 18.
Return to previous location.
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