FILED: July 7, 1999
DEPARTMENT OF TRANSPORTATION
and HOWARD W. HOUSTON, JR.,
Respondents,
v.
CITY OF MOSIER, SCENIC HIGHWAY
ALLIANCE and RON CARROLL,
Petitioners.
Judicial Review from Land Use Board of Appeals.
Argued and submitted May 3, 1999.
Tracy Pool Reeve, City Attorney, filed the brief for petitioner City of Mosier, and
Daniel Kearns argued the cause and filed the brief for petitioners Scenic Highway Alliance and Ron Carroll. With him on the brief was Reeve Kearns, PC.
Anne L. Cottrell, Assistant Attorney General, argued the cause for respondent Department of Transportation. With her on the brief were Hardy Myers, Attorney General, and Michael D. Reynolds, Solicitor General.
Mark S. Womble argued the cause and filed the brief for respondent Howard W. Houston, Jr.
Before Landau, Presiding Judge, and Deits, Chief Judge, and Brewer, Judge.
DEITS, C. J.
Reversed and remanded.
DEITS, C. J.
Petitioners seek review of LUBA's reversal of the City of Mosier's
governing body's (council) determination that, under provisions of the city's land use
regulations, respondent state Department of Transportation (ODOT) does not have a
nonconforming use to continue certain quarry operations that it conducts within the city.(1)
We reverse and remand.
The council initiated the proceedings that began this matter on its own
motion. It concluded that it had the authority to initiate and conduct a quasi-judicial
hearing concerning the status of ODOT's use under section 9.3(2) of the city zoning
ordinance (MZO). That section provides:
"In case a building or other structure is or is proposed to be located,
constructed, maintained, repaired, altered, or used, or land is or is proposed
to be used, in violation of this ordinance, the building or land thus in
violation shall constitute a nuisance and the City may, as an alternative to
other remedies that are legally available for enforcing this ordinance,
institute injunction, mandamus, abatement or other appropriate
proceedings to prevent, enjoin temporarily or permanently, abate or remove
the unlawful location, construction, maintenance, repair, alteration or use."
(Emphasis added.)
The council's order further explained that its authority to enact the quoted provision and
to apply it as it did was traceable to ORS 227.215 and ORS 227.280. ORS 227.215
allows cities to adopt "development ordinances" that regulate, inter alia, "building[s] or
mining operation[s]," as the city's ordinance does here. ORS 227.280 provides that a city
"council may provide for enforcement of any legislation established under ORS
227.215." Having concluded that it had the authority to do so the council conducted
an evidentiary hearing and, on the merits, decided that any nonconforming rights that
ODOT might have had had been lost by discontinuance. ODOT appealed the city's
decision to LUBA, and respondent Houston intervened in the LUBA proceedings on
ODOT's side. ODOT and Houston contended that the city council's interpretation of
MZO 9.3 as authorizing it to initiate and conduct the quasi-judicial proceeding was
"clearly wrong," that the ordinance provision as so interpreted would be contrary to state
law, and that the city's decision on the merits was wrong in a number of respects. Over
the dissent of one of its members, LUBA agreed with ODOT and Houston that the
council's interpretation of the ordinance was reversibly wrong. LUBA explained, inter
alia:
"As Houston points out, each of the remedies listed in MZO 9.3(2) are
equitable remedies, remedies traditionally available only from a court, and
thus not remedies that the city can seek in a quasi-judicial proceeding.
None of the listed remedies or types of proceedings in MZO 9.3(2) state or
even suggest quasi-judicial remedies or proceedings such as the city
engaged in here. * * * [N]o person could reasonably interpret the [relevant
ordinance] phrases, considered in their context, in the manner attributed to
the city council. The 'other appropriate proceedings' referred to in MZO
9.3(2) are limited by the terms of that provision to proceedings 'to prevent,
enjoin temporarily or permanently, abate or remove the unlawful location,
construction, maintenance, repair, alteration or use. None of the listed
actions or forms of relief can be obtained through a quasi-judicial
proceedings." (Footnote omitted.)
Having held that the city erred in concluding that the proceeding was authorized by the
ordinance provision, LUBA found it unnecessary to reach the other issues raised by the
parties, and it reversed the city's decision.
As LUBA's opinion noted, the test for reversal of a local governing body's
interpretation of local land use legislation under the deferential standard of ORS
197.829(1)(a)-(c), and Clark v. Jackson County, 313 Or 508, 836 P2d 710 (1992), is
whether the interpretation is "clearly wrong." Goose Hollow Foothills League v. City of
Portland, 117 Or App 211, 217, 843 P2d 992 (1992). We have explained that neither
LUBA nor we may reverse a local interpretation under that test unless "no person could
reasonably interpret the provision in the manner that the local body did." Huntzicker v.
Washington County, 141 Or App 257, 261, 917 P2d 1051, rev den 324 Or 322 (1996).
We do not agree with LUBA that the city council's interpretation at issue is
reversible under that test. The term "other appropriate proceedings" in MZO 9.3 is
facially broad enough to encompass the quasi-judicial governing body hearing that the
council held it could and did initiate and conduct. The essence of Houston's contrary
argument and of LUBA's contrary holding is that the specific remedies and proceedings
that are listed in the section are of a kind that can only be obtained in judicial
enforcement proceedings, see ORS 197.825(3)(a); hence, the "other appropriate
proceedings" to which the ordinance refers must be of the same or a similar kind.
However, nothing in ORS 197.829 or in Clark and its progeny requires local
interpretations to follow the doctrine of ejusdem generis or any other particular
interpretive methodology. See Huntzicker, 141 Or App at 260-62. The question is
whether the end product of the local interpretive exercise is such that it is beyond any
plausible understanding of the local legislation's language, policy or purpose.
The city's interpretation of MZO 9.3 is not reversible under that standard.
Insofar as the nature of the proceeding is concerned, a quasi-judicial governing body
hearing falls well within the scope of a plausible reading of the term "other appropriate
proceedings" in its context. Insofar as Houston contends or LUBA concluded that the
types of relief that are enumerated in MZO 9.3 are uniformly and necessarily of a kind
that is compulsory in nature and that can only be obtained in a judicial proceeding, we
again disagree. At least the remedy of "prevention" that the ordinance mentions is
susceptible to a precatory rather than a mandatory implication. See Webster's Third New
Int'l Dictionary, Unabridged Edition 1798 (1993). In sum, we agree with the dissenting
member of LUBA that the city council's interpretation of MZO 9.3, although
"expansive," is not clearly wrong. The LUBA majority erred by reversing the city's
decision on the basis of its contrary conclusion.
Houston contends, however, that MZO 9.3 is contrary to controlling state
statutes if it is applied in accordance with the city's interpretation.(2) Houston reasons that
ORS 197.763 and ORS 227.160 et seq.
"[authorize] cities to conduct hearings on applications for permits, zone
changes, and limited land use decisions and expedited land divisions within
an urban growth boundary. See ORS 227.160 to 227.187, generally, and
ORS 227.175. There is no authority delegated to cities to unilaterally
initiate quasi-judicial or 'contested case' hearings for the purpose of
adjudicating pre-existing use rights." (Emphases in original.)
Houston further notes that ORS 227.160 et seq. do not contain a specific provision, like
that in the otherwise generally similar statutes relating to county procedures, pertaining to
"contested case" hearings. ORS 215.402(1).(3) From those premises, Houston derives the
conclusion that a city may not
"act in a quasi-judicial capacity in situations other than those expressly
delegated by state statute, i.e., applications for a permit, zone change,
expedited land division or limited land use decision." (Emphasis in
original.)
Although the city council traced its authority to enact the ordinance provision--and to
apply it as it did--to ORS 227.280, Houston finds no inconsistency between that statute
and the other particulars of his argument. He says:
"While ORS 227.280 provides that the city may provide for
enforcement of its development ordinances, it does not grant judicial or
quasi-judicial authority to City * * *. City must seek enforcement in the
circuit court as provided in ORS 197.825(3)." (Citation omitted.)(4)
Houston's initial premise is mistaken. Although there are some provisions
in ORS 197.763, ORS 215.402 et seq., and ORS 227.160 et seq. that confer certain
implementing options on cities, counties or both, the overriding purpose of the statutes
generally and of the quasi-judicial hearing provisions they contain in particular is to
impose requirements on the local governments. See, e.g., State ex rel Compass Corp. v.
City of Lake Oswego, 319 Or 537, 878 P2d 403 (1994); Flowers v. Klamath County, 98
Or App 384, 780 P2d 227, rev den 308 Or 592 (1989).(5) Contrary to Houston's thesis, the
statutory provisions establishing quasi-judicial procedures in connection with
applications for permits and the other applications that he describes are not a statutory
conferral of authority on cities or counties but a state legislative mandate with which they
are required to comply.
Stated somewhat differently, Houston misperceives certain statutes--ORS
197.763 and ORS 227.160 et seq.--that describe certain circumstances under which cities
must conduct quasi-judicial proceedings as containing an exclusive enumeration of the
circumstances in which they may conduct such proceedings. That misperception aside,
he offers and we are aware of no authority for the proposition that a city's authority to
conduct quasi-judicial proceedings consistently with state law is limited to situations
where a statute expressly mentions them. For that reason, we do not agree with
Houston's implicit point that ORS 227.280 would be inconsistent with the other state
statutes if it were construed to allow local proceedings of the kind the city employed
here. For similar reasons, we do not share his view that ORS 227.280 itself cannot be
understood to authorize such local proceedings simply because it does not expressly refer
to quasi-judicial proceedings.
While our rejection of Houston's contentions as to why ORS 227.280
cannot be interpreted to allow city-initiated quasi-judicial enforcement proceedings does
not quite answer the question of whether the statute does allow them, the elimination of
the negative leaves us a very short distance from the affirmative answer. ORS 227.280
provides in the most general terms possible that city councils may provide for
enforcement of local legislation of the kind in question. "Enforcement," by its nature, is
a governmental activity that a responsible governmental body may initiate and conduct
independently of private application or instigation. There is no reason why it cannot
include sua sponte determinations of compliance by a city governing body of the kind
that the council interpreted MZO 9.3 to encompass. Similarly, there is no reason why
those determinations cannot be based on and made in a quasi-judicial setting. Indeed, to
the extent that the city land use legislation regulates property-specific and limited-scale
uses, like ODOT's here, it is at least arguable that any fact-based compliance
determination by a city's governing body can only be made through a quasi-judicial
process. See, e.g., Estate of Gold v. City of Portland, 87 Or App 45, 740 P2d 812, rev
den 304 Or 405 (1987).
Finally, we find no merit in Houston's suggestion that ORS 227.280
permits no enforcement authority or activities by a city beyond the pursuit of the judicial
remedies set forth in ORS 197.825(3). That suggestion would make surplusage or a
nullity of one statute or the other. Moreover, the suggestion is inconsistent with the
language of both statutes. ORS 227.280 plainly contemplates enforcement activity by
the city, while ORS 197.825(3)(a) equally plainly envisions only judicial remedies. It is
axiomatic that the police power is not required either to begin or end at the courthouse
door, under ORS 227.280 or, generally, under statutes that authorize its exercise.(6)
In summary, we conclude that the city council's interpretation of MZO 9.3
as allowing its self-initiated quasi-judicial determination was not "clearly wrong," and
that MZO 9.3 as so interpreted is within the scope of the "enforcement" activities that
ORS 227.280 authorizes city councils to establish.(7) Consequently, we hold that LUBA
erred in the way asserted by petitioners' first assignment.
Petitioners make one other assignment, in which they contend that the
statement of facts in LUBA's opinion is inaccurate and departs from the facts as the city
found them. As petitioners note, both "Houston and ODOT raised substantial evidence
claims, none of which LUBA reached," given its disposition and which, given ours, we
remand for LUBA, inter alia, to decide. Beyond that, it is difficult for us to discern
exactly what petitioners think that we can or should do about the putative problems with
LUBA's statement of facts. Petitioners' concern is that the statement will become the
"law of the case" in any subsequent proceedings. However, any substantial evidence
challenges to the city's findings that have been raised in the appeal to LUBA will be
before it on remand for it to address for the first time. LUBA's description of the facts in
its opinion has no bearing on its obligation to review the parties' arguments and the
record in connection with any issues that have been raised concerning the findings, and
LUBA's disposition of those issues will be reviewable by us should review be sought
after LUBA's decision on remand. If petitioners' assignment is a disguised invitation to
us to engage in factual review at this time, ORS 197.850 does not allow us to accept the
invitation.(8)
The remaining issue that calls for discussion was presented for the first
time at oral argument by ODOT. Although the particulars of the argument are not
wholly clear to us, its general thrust is that some compulsory enforcement action--by the
city itself or the courts--must occur before the city's decision can have any effect.
Notwithstanding the untimeliness of the argument, we will address it insofar as it
implicates the jurisdictional question of whether the city's decision is a final land use
decision that comes within LUBA's review authority. We conclude that it is. The
decision "concerns the application of a land use regulation." ORS
197.015(10)(a)(A)(iii). It is also a "final" decision, at least as a declaratory ruling. See
Medford Assembly of God v. City of Medford, 297 Or 138, 681 P2d 790 (1984), cert den
474 US 1020 (1985); Terraces Condo. Assn. v. City of Portland, 110 Or App 471, 823
P2d 1004 (1992). The fact that the decision is not self-executing does not affect its
finality, nor does the fact that the city could have elected to seek a judicial remedy under
ORS 197.825(3)(a) in the first instance instead of following the approach that it did. See
Recovery House VI v. City of Eugene, 150 Or App 382, 386 n 3, 946 P2d 342 (1997).
We remand for LUBA to decide the assignments of error that it did not
reach.
Reversed and remanded.
1. We refer to the parties by their designations in this court. In this opinion,
we do not reach any questions involving the merits of the city's decision or the
substantive ordinance provisions on which the decision was based. The only ordinance
provision with which we are now concerned is the procedural section 9.3 and whether the
city was permitted to follow the procedures that it did under that section. We
nevertheless note that the city's decision on the merits was based, inter alia, on the
provision of the zoning ordinance pertaining to nonconforming uses.
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2. Although the parties sometimes refer to this and related points as a
constitutional issue concerning the limits on the city's home rule authority, the principal
point of Houston's argument, as we understand it, is that the procedure that the city
followed is not permissible under the state land use statutes. We agree with Houston that
the city's ordinance and the way in which the city applied it must be consistent with state
law. See ORS 197.829(1)(d); Seida v. City of Lincoln City, 160 Or App 499, ___ P2d ___
(1999).
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3. ORS 215.402(1) provides:
"'Contested case' means a proceeding in which the legal rights, duties
or privileges of specific parties under general rules or policies provided
under ORS 215.010 to 215.213, 215.215 to 215.263, 215.283 to 215.293,
215.317, 215.327, 215.402 to 215.438 and 215.700 to 215.780, or any
ordinance, rule or regulation adopted pursuant thereto, are required to be
determined only after a hearing at which specific parties are entitled to
appear and be heard."
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4. ORS 197.825(3)(a) provides:
"(3) Notwithstanding subsection (1) of this section [granting LUBA
exclusive jurisdiction to review land use decisions], the circuit courts of this
state retain jurisdiction:
"(a) To grant declaratory, injunctive or mandatory relief in
proceedings arising from decisions described in ORS 197.015(10)(b) or
proceedings brought to enforce the provisions of an adopted comprehensive
plan or land use regulations[.]"
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5. The contested case provision in ORS 215.402, on which Houston relies, is illustrative. It does not give counties an option to conduct more adjudicative proceedings than cities have authority to conduct; it requires counties to afford contested case procedures in connection with certain land use regulatory activities--mainly relating to uses in farm zones. The apparent reason why no corresponding provision exists in the statutes applicable to cities is that they have little or no regulatory responsibility concerning the kinds of uses that are contemplated by ORS 215.402(1).
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6. We of course do not imply that the city council may not avail itself and other city officials of judicial remedies, in addition to or instead of enforcing the ordinance by other means.
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7. Because we have taken the parties' arguments on their own terms, the only statutory question that we have decided is the effect of ORS 227.280. By so doing, we imply no answer--either negative or affirmative--to questions that might arise concerning the authority of cities under other statutes and/or regulations to do more or less what the city did here.
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8. Similarly, Houston makes one argument that we have not addressed, which requires factual development and/or review and which is therefore not in a posture for our consideration at the present time.
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